SEC fines OTC Link $575,000 over repeated Regulation SCI compliance failures
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⚡ SEC fines OTC Link $575,000 for years-long Regulation SCI compliance failures.
🚨 The penalty covers repeated security and controls deficiencies from 2016 to 2025.
📉 No evidence was cited of trading losses or confirmed data breaches in $OTC Link.
📌 The SEC settlement underscores the need for strong, ongoing market system controls.
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13d ago•
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